Regulatório e conformidade

The demands on regulators always seem to grow, with regulatory scope often expanding and the number of firms under their oversight increasing. At the same time, firms are evolving their business models, often more quickly than regulation can keep pace.

Yet regulators still need to achieve their objectives, while operating within constrained budgets and headcounts. As this pace of change is likely to continue, it is increasingly important for regulators to allocate resources appropriately, operate as efficiently and effectively as possible, make best use of their regulatory tools, and take advantage of new digital and data-driven opportunities.

Berkeley can help regulators improve their approach, operating model, systems and processes to ensure they maximize regulatory impact with the resources they have available.

Consultants who focus on delivering regulatory objectives

Our cross-sector strategy expertise means we can bring new ideas while helping to drive the razor-sharp focus that’s necessary to successfully deliver regulatory objectives. Our consultants can partner with you to define your appetite for overall risk and balance any conflicting objectives (e.g. encouraging competition and new entrants while protecting against firms who engage in poor behavior or business practices).

We can work with you to clarify and define the remit of all parts of your organization to ensure that there is adequate focus on core activities, and resources are allocated appropriately to focus on priority areas while maintaining an appropriate level of oversight across the board.

Onde o investimento é necessário, podemos ajudá -lo a criar casos de negócios atraentes, mesmo quando os benefícios são intangíveis e difíceis de quantificar. Temos uma abordagem comprovada que vincula a atividade regulatória aos resultados, o que ajuda a priorizar as atividades mais impactantes. Podemos fornecer ajuda de consultoria para melhorar os processos regulatórios e de negócios, como a maneira como você autoriza novos participantes do mercado, aplicar medidas de penalidade e garantir que todas as suas ferramentas e sistemas regulatórios sejam adequados para o objetivo e o trabalho conforme pretendido. Os reguladores geralmente têm

Consulting help to improve regulatory processes and tools

Our consultants can partner with you to improve how you regulate firms within your scope. We can provide consulting help to improve both regulatory and business processes, such as how you authorize new market entrants, apply penalty measures, and ensure all your regulatory tools and systems are fit for purpose and working as intended.

This includes leveraging the right IT, digital and data technologies. Regulators often have Uma riqueza de dados disponíveis para eles, mas pode não ter a capacidade de explorá -los totalmente. Nossos consultores podem ajudá-lo com a transformação digital, incorporando a tomada de decisões orientadas a insights para garantir que você concentre recursos nas áreas certas. Especialistas na melhoria da eficácia organizacional e podem ajudar os reguladores a projetar e implementar o modelo operacional correto ou remodelar a organização, para permitir que eles atinjam melhor seus objetivos. Os principais resultados incluiriam maior eficiência, menos burocracia e formas de trabalho, governança aprimorada e melhor planejamento e priorização. Estratégia e entrega

If your perimeter is expanding, such as when new regulatory rules are introduced or when a new type of firm enters your scope, we can help establish if and how you need to change your operations.

Consulting help on organizational effectiveness

We are experts in improving organizational effectiveness, and can help regulators to design and implement the right operating model, or reshape the organization, to enable them to better achieve their objectives. Key outcomes would include greater efficiency, less bureaucracy and siloed ways of working, improved governance, and better planning and prioritization.

Cross-sector transformation specialists who partner with you

As experienced transformation specialists, we’re experts in the specific areas where regulators are most likely to need help, such as overall strategy, target operating model, process improvement, organization design, IT strategy and delivery, e estratégia e análise de dados. Nossa experiência intersetorial também nos permite aplicar as lições aprendidas no setor privado, permitindo-nos trazer uma nova perspectiva e soluções criativas. Não trazemos metodologias ou ferramentas predefinidas, mas

We have experience across the full regulatory lifecycle, from policy setting to supervision to enforcement. Our cross-sector experience also enables us to apply lessons learned from the private sector, allowing us to bring you a fresh perspective and creative solutions. We don’t bring pre-set methodologies or tools but instead Trabalhamos junto com você para adaptar nossa abordagem às necessidades exclusivas da sua organização. Relacionamento. Desafios

By deploying small teams to work in key client-side roles, we always remain focused on the client’s outcomes and partner together to build a trusted relationship.